For information on the composer, Sergei Prokofiev, and the general overview of the entire flute sonata (Op. 94) you should check out my analysis of the first movement before reading through the analysis of this movement. Understanding the background – including the conditions – Prokofiev was writing under will help inform the analysis of this movement:

IV. Allegro con brio (♩=112)

This is the final movement of the sonata, and comparatively has much more diverse and virtuosic material. The general form is a rondo (which can be more specifically narrowed down to Sonata Rondo form) which I’ll break down more in depth later. The main characteristic of a rondo is the repetition and recycling of the ‘A’ material. Generally speaking, a rondo in its most simple layout can be reduced to ABACA. The development of the ‘A’ section is up to the composer and in this case Prokofiev demands more virtuosity from the performer with each recap of the ‘A’ section.

Let’s compare what sonata rondo form looks like (generally) as well as how Prokofiev adapts this form in the fourth movement:

The top is the model for sonata rondo form; and the bottom is how Prokofiev adapts it – purple = key, dark grey = section, green – cadence, light grey – connection to sonata form

The key difference between these two models if Prokofiev’s repetition of the A and B before the C section is stated. However, remember that in Sonata form the Exposition can be repeated; sometimes you may see this when the length of the exposition is shorter than the combined development and recapitulation. I regard Prokofiev’s decision to include the A’ and B’ sections before the ‘development’ or C was used to this effect especially considering the slowness/major character shift that makes the C section feel much longer than the lively allegro ‘A’ section we hear interspersed throughout the fourth movement.

To make sense of what we are seeing in the diagrams let’s break down what defines each section – in particular look at the model for Prokofiev’s adaptation in dark grey we see one of the links to sonata form is the use of sections with the A and B parts: primary (1) theme, transitional theme, secondary (2) theme, and closing theme.


‘Exposition’ – A: primary and transitional themes

The first theme spans m. 1-16 and is in DM (both the first movement and fourth movement are centered around the same tonic, D). It is characterized by a pickup of four 32nd notes that has an upbeat, lively rhythm such as the arpeggiated 16th note triplets – as well as the other 16th triplet figures – eighths and embellishments (such as the one 16th two 32nds and the dotted eighth sixteenth).

While the opening is in DM, 6 measures in the theme is transposed down a whole step into C – however, Prokofiev quickly takes a detour in m. 8 (the 3rd bar of the transposition) which takes us to this G#-G-G# 16th triplet figure. He does so route us back to D Major; in m. 9 we are still in C, but by oscillating between G-G# he is able to fill in the Major 2nd (a whole step) back to D as he finally does in m. 12 on beat 3. He gives as an exact copy of the opening theme to springboard us into the transitional theme.

The transitional theme spans m. 17-29, still in DM and ends with a HC – AM (V). This theme presents a new rhythm with the driving 16th notes especially in the ta di-mi rhythm on a low D4 which appears first in m. 17 and then again in m. 21.

We also see a return of the 16th triplets.

And we see ambiguity to the tonal center. In m. 25 Prokofiev begins his DbM arpeggios on sixteenth notes, by m. 27 we have some dm arpeggios, and then a sequence of descending Major and minor 3rds which end with the half cadence on A.


‘Exposition’ – B: secondary and closing themes

The secondary theme spans m. 35-39 and is in AM (with some tonicizing of the new dominant E). This theme is completely new material the syncopated rhythm (SLS) with large intervals and arpeggiated grace notes.

The closing theme is a bit of a misnomer since similar to the primary theme it does a recap that is reminiscent of ternary form. This theme spans m. 40-53 and starts in f#m (the relative minor to A) and ends in AM. There are steady eighth notes with four 16th notes that pickup into the next phrase group.

We can establish the f# more solidly when we consult the piano score:


Repetition of the Exposition – A’ and B’

Prokofiev made the choice to extend the ‘exposition’ of this sonata rondo form with truncated versions of the primary theme, transitional theme, and secondary/closing theme.

What is absent from A’? The D Major 16th triplet arpeggio in m. 60 into 61 is in a bar of 2/4 (NOT 4/4) and does not take us into C as the opening did. We are taken directly to the transitional material sans the grace not flourishing, this version goes straight into the 16th triplets, DbM arpeggios, and descending 3rds.

And what about B’? There is just one subtle difference in the flute material which is the final sixteenth of m. 71 being changed to a G-natural (originally a G3) as the flute transitions down to F rather than up to A.

The transition into the development is set up by the piano’s eighths that establish the new key – originally the piano is giving us downbeat Fs in the left hand before leaning into the instability with first inversions (A-C-F) with A being the lowest note in both hands.


‘Development’ – C

The material being ‘developed’ is very clearly the material from the B theme – characterized by the steady eighths and the group of 4 pickups – Prokofiev uses various techniques to make the theme more robust/complex such as varying rhythms, new tonal areas, and adding piano interjections.

There can be many arguments made for what Prokofiev is tonicizing/modulating in this development however there are pillars that I think are solid (and would generally be recognized) these are as follows:

  • F – m. 87
  • Ab – m.107
  • F# – m. 116

In the diagram at the top of the post, I gave some further tonal areas that I believe Prokofiev plays around with:

  • F – m. 72-86
  • (C) as the dominant of F there are short motives interspersed throughout the C section
    • m. 87-89
  • g which is the dominant of c, with a lowered 3rd… however this could be argued to be an extension of the C/dominant
    • m. 90-91
  • A – a whole step up from g, as well as, the 3rd of F
    • m. 92-94 – plus the pedal C is used to modulate into other tonal areas with that common note
  • (C) again m. 95-97
  • And a combo of both C and G (the dominant and secondary dominant)
    • m. 104-106
  • Ab – m. 107-110
  • Db – the predominant which is leading us up to when Prokofiev changes the key to reflect D (however he is using it in it’s parallel minor b)
    • m. 111-112
  • F# (mostly likely being used a dominant within bm to end in a HC before the recapitulation)
    • From key change to bm, F# is already being established as the dominant m. 113-121

‘Recapitulation’ – A” B” A”’

When A” is restated there is a demand for more virtuosity – the sections of the primary theme are transposed up an octave. Likewise parts of the transitional theme are transposed down an octave. Rather than ending solidly there is a slow quarter note ascension to the secondary theme in the tonic (D Major). A” spans m. 120-143.

As per sonata form, the recapitulation is solidly in the tonic/home key (both A and B sections, whereas in the exposition the B section is a new tonal area). That being said, B” presents the secondary/closing theme in D major – transposed up a m6. Prokofiev also switches up the order that he presents this material: rather than starting with the syncopations and grace note arpeggios, he starts with the steady eighths and pickup four 16ths and THEN goes to the syncopation and arpeggiated graces in DM. B” spans m. 145-160.

The final statement of A”’ begins in m. 161; has a fake out opening that like A” is partially transposed up the octave before repeating and moving into completely new material that is mainly flashy flourishes to demonstarte ultimate virtuosity.


What do you think of this final movement? And what do you think of the Sonata as a whole? Let me know in the comments!

For information on the composer, Sergei Prokofiev, and the general overview of the entire flute sonata (Op. 94) you should check out my analysis of the first movement before reading through the analysis of this movement. Understanding the background – including the conditions – Prokofiev was writing under will help inform the analysis of this movement:

III. Andante (♩=50)

This movement is significantly shorter than the other movements in this work, it is just under 4 minutes in long while the other movements average 6 minutes. The organization of this movement is less clear than the preceding movements. Similar to movements I and II this movement has a general ternary (ABA’) form. For context, movement 1 is in Sonata form and movement 2 is in ternary form – both can be fit under the umbrella of “ternary” form where an idea is presented, contrasted, and then reappears with some variations. In this post I’ll be arguing that the 3rd movement more closely resembles Sonata form; senza any repeats.


Patterns: There are two large motives within the 3rd movement – the lyrical eighth notes (A) and the restless triplet sixteenths (B).

Ambiguity: A running theme throughout this analysis will be the speculation of the new tonal areas. It is given that the “home key” is F Major this is reinforced by the pedal Fs in the piano during the first theme, however, the introduction of the first F# in m. 8. is where the tonal structure becomes less stable. I will be providing both the context of the flute and piano scores to assert my speculated tonal areas outside of the home key.

To review Sonata form there must be an exposition (including first theme in the home key and a secondary theme which begins to explore a new tonal area); a development is in that new key and starts out relatively stable followed by different techniques such as sequences or fragmenting to ‘develop’ the a new idea; the recapitulation begins and ends in the home key for both the first and secondary themes.


Exposition

The exposition of the third movement lasts from m. 1-33. The first theme is stated with the flute entering before the piano on three eighths in an inverted triad (in this case G-C-E) which moves to a down beat F. The beat hierarchy (in this case the meter is 2/4 making 1 the emphasized beat and the rest less weighted) is of note because Prokofiev places the already unstable inversion of the dominant triad (CM) and resolves to the tonic (F) on the downbeat to begin the process of tonicizing F Major. Throughout the first 7 measures the note F is sustained between the flute and piano parts – the flute holding it through m. 2-3 while the piano oscillates between the 3rd and 5th (A-C); and then the piano dovetails that F in m.3-7 while the flute moves around the diatonic scale… until measure 8 when F# is introduced.

Context is important, remember Prokofiev was still living in and composing in the Soviet Union which was largely scrutinizing his output; and the relationship when it comes to modulations has ‘Classical’ rules that Prokofiev would have been expected to follow.

For example, it is common to see parallel M to m – for instance if we saw F Major modulate to 4 flats, f minor that could be a valid option. Or the Dominant, if F Major modulated to C Major.

What is unusual is to modulate a semitone (aka a half step) above the tonic. This may have been more acceptable within Romantic music, but remember context, the Socialist Realism within the Soviet Union was decades behind and the preference was for ‘Classical’ traditions NOT Romantic traditions from the latter half of the 19th century.

I find this modulation of particular interest for two reasons (1) it is that m2 interval from the home key (2) it is a tritone away from the dominant, which Prokofiev so strongly reinforced. Both are dissonant intervals, both suggesting a rebellious effort on Prokofiev’s part to explore tonalization whilst concealing it from government. When listening to the piece the transition from F Major to F# is skillfully blended, Prokofiev keeps the familiar intervallic patterns to instill nostalgia to the listener to deter them from looking closer at the slight adjustment in pitch.

Of course this is unusual for Sonata form – the key relation, changing within the first theme, is not expected especially when compared to the 1st movement of the Sonata. However the same can be said for the 2nd movement and ternary form, Prokofiev’s navigation of the keys is unusual on paper. I would identify this section m. 8-17 as the transitional theme between the first and second movements.

By m. 18-26 we are in the secondary theme; this is differentiated from the opening theme by the piano having the entrance before the flute, and take careful notice of which notes Prokofiev puts on the downbeats in m. 20-22 “C-E-G”… not F, which is the supposed home key. And by the closing theme m. 27-33, one could argue that Prokofiev is not ending with a half cadence in F, but a PAC in C Major. I argue the latter given the closer resemblance to Sonata form (which would need this transition away from the home key) as well as the underhanded ways Prokofiev reinforces a new key while burying it on paper with NCTs and accidentals galore.

The GREEN boxes represent the tonicizing of the dominant (CM); the BLUE boxes represent FM.

Development

The development takes up a significant portion of this movement lasting m. 34-73. The most obvious separation between A and B when looking at the movement on paper is Prokofiev’s use of rhythm. Nearly the entire development is triplet sixteenth notes.

Strengthening my assertion that the closing theme of the exposition ended in C Major, the development starts in C the pedal C’s in the piano m. 35-36 as well as 39-40; and using the 5th (G) to establish that tonic-dominant relationship.

By m. 43, Prokofiev begins to transition out of this new key into the 7th, another unusual choice, but given his previous modulation from F to F#, this new transition creates an odd tonal symmetry. Instead of going up another semitone, this time his goes DOWN from CM to b minor. As mentioned, this is not ‘Classical’ tradition and is a sneaky way to exploring tonality that Prokofiev blends in so the listener is none the wiser.

By measure 47 the new key of b minor is fully embraced – seen by the pedal B natural in the piano m. 47-50 as well as the inverted arpeggio echoing in the pick up to m. 48. Prokofiev employs the use of semitones again in m. 51 as he transitions away from b minor – notice how the LH of the piano moves from B-A# and F to F#; this is masked by the flute in m. 52 when Prokofiev gives the flute a B natural on the downbeat before the stark contrast in m. 53 when the flute’s A is played against a G and C in the piano, as Prokofiev returns to the CM idea explored at the beginning of the development.

For the most part the next bit (m. 53-63) is still in CM, with that semitone embellishment that Prokofiev has been entertaining throughout the movement. By m. 64-65 Prokofiev is playing with semitones in a sequential manner – he is highlighting them with the triplet sixteenth figure, the prolonged descending chromatic pattern, and the rest in the piano. These two measures are a sequence of first inversion arpeggios starting Db6 – C6 – Cb6 – Bb6- A6 – Ab6 – A6 – Bb6.

And then… key change, from one flat to six. Again this choice is somehow symmetrical. Recall the initial key of the development C Major, and how Prokofiev took his time alternating CM – G to emphasize the tonic-dominant relationship. And after a brief deviation, Prokofiev returned to the tonal area of C only to abruptly interject with the chromatic sequence. And now Gb is introduced, again a semitone lower than the dominant (G) of C Major. It is another calculated decision of Prokofiev’s part to mask his tonal exploration by delaying it by two measures.

And one could even argue that this section ends with a PAC in Gb, m. 73 where the G is presented in both flute and piano on the downbeat followed by the 5th (Db) in the piano LH.


Recapitulation

Somehow, despite all detours, Prokofiev has come full circle and beautifully manages to connect Gb to it’s enharmonic equivalent F#.

A brief transition m. 74-81, where the flute resembles the A section while the piano is wrapping up the B section, sets up for a PAC in F Major in measure 81.

The PURPLE box represents the A theme (transposed); the ORANGE box represents the B theme (also transposed)

What is interesting is that ever since the transition in m. 74 the piano LH never plays another ‘F#’ for the duration of the piece, pedaling an F m. 82-88 while the flute will occasional play F#s to recount the brief exploration of F# during the transitional theme in the exposition.

The piece ends with a PAC in F Major. From a subjective view, I must admit that it always feels odd transition from measures 82-91 to the last three measures. Something about the juxtaposition between the flute (bringing out the NCTs and F# in particular) while the piano’s LH is fairly stable during m. 82-91 and then m. 92-94 suddenly that hand switches to descending chromaticism.

The RED represents notes indicating F#/Gb; as Prokofiev explores more romantic chromaticism; The BLUE represents notes within the FM diatonic scale

What are your thoughts on the 3rd movement of Prokofiev’s op. 94?

Preparing for my final Masters recital in April 2021, I am starting to cycle through that repertoire both new and old. I also started Suzuki teacher training in October 2020 so as we start 2021 I am beginning the training for Book 2!


  • Telemann – Sonata in f minor 41:f1

Today this sonata is more commonly heard on bassoon; one of the challenges of preparing this piece is finding reference recordings since most of the available ones are on recorder or bassoon. The international edition is by no means the best edition – plentiful errors in both flute and piano parts. However the free online editions are also riddled with errors so it can be difficult have a reputable reference score to start and then add embellishments.

  • Bach – Sonata in E Major (BWV 1035)

The authorship of this sonata is still being debated by music historians – many of the sonatas initially attributed to JS Bach are now thought to be written (at least in majority) by CPE Bach. This is the Barenreiter edition follows the original articulation of the manuscript – leaving out “obvious” patterns that the Bachs (whichever composed this Sonata in E) expected the perform to intuitively know. As a result, careful listening and score analysis is essential for creating articulation patterns that closely follow the style of this piece.

  • Ibert – Piece for Solo Flute

This piece starts with a cadenza-like introduction that centers around the note “D”. Like Ibert’s well known Flute Concerto (composed 2 years prior), this piece is good for demonstrating virtuosity and freeness in playing. Despite studying at the Paris Conservatory, Ibert didn’t emulate any of the popular genres during the early 20th century, and in this piece you can hear how he’s style transforms multiple styles rather than honing in on just one.

  • Martin – Ballade

Frank Martin is a Swiss composer; this 20th century work is comprised of several sections (sometimes considered “movements”) that contrast registers, tonality, tempo, and meter. One notable features of Ballade is the contrast of meter/rhythm between the flute and piano particularly measure 95 when the flute is in 2/4 and the piano is in 3/4.

  • Prokofiev – Sonata in D op. 94

This edition includes both the violin transcription along with the flute line – being aware that there are variations (and other editions of the piece) was really important when studying and listening to the piece before practicing. The infamous D7s are just one of the challenges this piece presents where the goal is for them to blend into the ascending arpeggio pattern.

  • Suzuki Book 2

The second volume of the Suzuki Flute Book builds upon the more advanced concepts of Book 1 (which ends with the Handel Bourée which is in the key of G and features many sequences. Volume 2 stays in the Baroque era for awhile starting with Gluck, Bach, and Beethoven and gradually moves into the 19th century.


What’s on your stand?