The week this post will be live is also the same week I will be performing Frank Martin’s Ballade for my final Masters’ recital. Given the priority of recording – over live rehearsals – I have been able to be much more detail focused on this piece than I could have ever been in ‘normal’ times. This is not an easy piece by an means; if you are not familiar with the work allow me to break down the sections and shed some insight on what I’ve learned over the past few months.


Let’s start with the composer: Frank Martin. He is a Swiss composer who lived from 1890-1974 and he studied piano and composition with J. Lauber. Early on he was influenced by French composers – in the early 20th century, the distinct impressionist style of French music such as by Faure. Around the 1930s he also studied with Arnold Schoenberg; the culminating of these contrasting composing styles finally came together in the late 1930s. Gerhard Braun’s notes in the Universal score put it best, “these compositions blend twelve-tone technique and functional harmony, frequent use of ostinato and pedal point, the incorporation of perfect major and minor triads and exploitation of the melodic and harmonic tensions generated by the leading note and the tonic.”

Frank Martin’s Ballade was originally written for flute and piano when composed in 1939; it was composed to be premiered at the Geneva International Music Competition of that same year. Several years later, in 1941, the Ballade was adapted for flute and orchestra.

Before getting into the piece, and honorable mention is Paula Robison’s Masterclass: Frank Martin Ballade pour flute et piano. This book – as the title would suggest – workshops the Ballade and is a great resource for anyone who either loves to listen to the piece or intends on performing it. I won’t recap much of what she says within my own analysis because I think Robison writes so concisely; however, the use of medieval poetry (speech patterns) is something worth looking into when studying the Ballade.


The first question is: how do we section the Ballade? Generally the tempo markings indicate a change in texture, timbre, or color; the ones that I regard as significant are as follows:

  • Allegro ben moderato (the opening-m.43)
  • Vivace (m. 44-94) / Half = Dotted Half (m. 95-153)
  • Cadenza (m. 154-193)
  • Lento (m. 194-199) / Con moto (m. 200-272)
  • Presto (m. 273-282) / Molto vivace (m. 283-323)
  • Meno mosso / Presto (m. 324-358)

What interesting is that when broken up into 6 sections of similar lengths the form resembles in a warped mirror.

Like an: A B C-C B’ A’

The material from the Allegro ben moderato returns at the very end in the Meno mosso – slightly distorted; the material in the Molto Vivace comes BEFORE the Meno mosso with a varied version of the original Vivace motives. The Cadenza and the Lento / Con moto sections act as the mirror or the axis for the larger A and B themes to reflect.

A: Allegro ben moderato (m. 1-43)

The work opens with the conversational eighth note motive. There is no real tonal center – a la Schoenberg – however, this is NOT a tone row either… so what is it? There are three 2 bar sets within the opening: (1) G A Bb F#; (2) F# E# G# A (3) B# B A# Gx. The only discernible pattern is that each time there is a move upward by a half step such as from G to G# to Gx.

The cyclic eighth notes are broken by a register change – which is another trademark of the piece. And you will notice that following that break that the beaming changes from 6 to two groups of 3. Where Martin is setting up the 2 v 3 (and 3 v 2) between the flute and piano early on. In measure 11, there is a ‘new’ beginning on new pitches, however, this does not proceed the same way we heard it the first time because another set of two groups of 3 interrupt the motive and propel the flute line into a syncopated, extreme interval idea.

One more time we get a ‘new’ beginning, this time a half step higher than the last (m. 11) and now the roles are reverse where the flute is playing the 2 while the piano has 3.

We get more intervals mixed in with short 2 bar snippets of the transposed opening motive before our first set of sixteenth notes ascends to the climax of the opening which falls down with syncopations into the Piu Tranquillo. The piano is back to playing 2s (more of a 6/8) while the flute is playing in 3/4 on a single note that is syncopated, maintaining that conversational element from the very opening of the section.

B: Vivace / Half = Dotted Half (m. 44-153)

This next section is interesting, mostly because of the Half = Dotted Half section which is simultaneously stable and unstable. At first glance it may seem odd to roll that section into B however it juxtaposes the section to create this contrast to the high energy; the calmness/song-like line of the Half = Dotted Half is like a delayed echo to the abundance of material the Vivace throws at us. This echo is reinforced too, by m. 147-148, which is a transposed version of the Vivace‘s m. 62-63.

Both the tempo and rhythm contrast the opening A section. The tempo increase is initiated by the piano and then the flute spring boards with new (small unit) rhythms. Compared to the A section which heavily used eighth notes, the B section as sixteenths and an abundance of triplet figures.

The Half = Dotted Half section may seem calm (notated ‘dolce cantabile’) compared to the first half of the B section; however the 2 over 3 (flute in 2/4 and piano in 3/4) is just a small sample of Martin playing with polyrhythms.

And the B section ends with a return to the primary material – the eighths [rest] sixteenth figure – that leaps to the high E6.

Cadenza (m. 154-193)

The cadenza restates the resonant E octave leap that ended the B section. A similar style reminiscent of the A section is recycled in the initial ‘moderato’ – this time playing with the interval of a half step reinforced as a sort of palindrome (reinforcing the mirror analogy).

This introduction intensifies and then suddenly steps back at the second ‘moderato’ with a contrasting piano dynamic a tritone lower than the opening E6. This new section is a sort of ‘haze’ or smoke and mirrors – at least in a tonal sense – as Martin reinforces the pedal Ab as well as (one half step down) G while altering the subsequent pitches. The pitches held on fermatas may indicate some type of stabilizing the tonal center, however, it is an illusion – as Martin does not feature one area for too long. One of these illusions is the recurring A – C – F:

As you can see from the score, this instances are fleeting.

C: Lento / Con moto (m. 194-272)

If you thought Martin may finally resolve to F… you’d be close, he choses to start the Lento on F#… but then of course if you refer to the piano score he writes a G# (a M2) to shatter any tonal security.

This is all new material both the Lento and Con moto contrast everything from the A and B sections by providing a moment of stasis in the music; and this works – or at least is able to hold interest – because of the diverse array of pitches he is using in the flute and piano lines. And corresponding, once the tonal center is more stable, Martin returns (briefly) to the A material where he expands the eighth note patterns in several ways (1) articulation patterns (2) intervals and (3) rests/syncopations.

This section ends with lively triplets (used in a different way than they have been in the B section) as they are constant, in a chromatic pattern rolling upwards to a high C7 on the downbeat of the Presto.

B’: Presto / Molto Vivace (m. 273-323)

The piano responds to the high energy, before scaling back and bringing us around to the reflection of the mirror B’ or the Molto vivace.

The first difference is the flute entrance in m. 287-290 on the tied notes and with the graces. Then, Martin alters the articulation pattern for the triplets and abridges the pattern so that the climax arrives at the peak of the energy of the triplet section.

And this climax is amazingly simple – just B Bb and A – in different rhythms.

A’: Meno mosso / Presto (m. 324-358)

Finally, the B Bb A resolves to a G# continuing the downward half step trajectory; and after a brief sequence, the introductory theme comes back in a new ‘key’ with the transformative elements from the C section of articulation and intervals. In the ‘animando’ Martin blends the triplets from the B section into the texture continuing to play with intervals. Again, we see the tritone – Ab to D this time.


What do you think of the Ballade? My recital will have a live premiere on Sunday April 18th at 5PM – feel free to stop in to hear the Ballade which is on the first half of the program!

For information on the composer, Sergei Prokofiev, and the general overview of the entire flute sonata (Op. 94) you should check out my analysis of the first movement before reading through the analysis of this movement. Understanding the background – including the conditions – Prokofiev was writing under will help inform the analysis of this movement:

IV. Allegro con brio (♩=112)

This is the final movement of the sonata, and comparatively has much more diverse and virtuosic material. The general form is a rondo (which can be more specifically narrowed down to Sonata Rondo form) which I’ll break down more in depth later. The main characteristic of a rondo is the repetition and recycling of the ‘A’ material. Generally speaking, a rondo in its most simple layout can be reduced to ABACA. The development of the ‘A’ section is up to the composer and in this case Prokofiev demands more virtuosity from the performer with each recap of the ‘A’ section.

Let’s compare what sonata rondo form looks like (generally) as well as how Prokofiev adapts this form in the fourth movement:

The top is the model for sonata rondo form; and the bottom is how Prokofiev adapts it – purple = key, dark grey = section, green – cadence, light grey – connection to sonata form

The key difference between these two models if Prokofiev’s repetition of the A and B before the C section is stated. However, remember that in Sonata form the Exposition can be repeated; sometimes you may see this when the length of the exposition is shorter than the combined development and recapitulation. I regard Prokofiev’s decision to include the A’ and B’ sections before the ‘development’ or C was used to this effect especially considering the slowness/major character shift that makes the C section feel much longer than the lively allegro ‘A’ section we hear interspersed throughout the fourth movement.

To make sense of what we are seeing in the diagrams let’s break down what defines each section – in particular look at the model for Prokofiev’s adaptation in dark grey we see one of the links to sonata form is the use of sections with the A and B parts: primary (1) theme, transitional theme, secondary (2) theme, and closing theme.


‘Exposition’ – A: primary and transitional themes

The first theme spans m. 1-16 and is in DM (both the first movement and fourth movement are centered around the same tonic, D). It is characterized by a pickup of four 32nd notes that has an upbeat, lively rhythm such as the arpeggiated 16th note triplets – as well as the other 16th triplet figures – eighths and embellishments (such as the one 16th two 32nds and the dotted eighth sixteenth).

While the opening is in DM, 6 measures in the theme is transposed down a whole step into C – however, Prokofiev quickly takes a detour in m. 8 (the 3rd bar of the transposition) which takes us to this G#-G-G# 16th triplet figure. He does so route us back to D Major; in m. 9 we are still in C, but by oscillating between G-G# he is able to fill in the Major 2nd (a whole step) back to D as he finally does in m. 12 on beat 3. He gives as an exact copy of the opening theme to springboard us into the transitional theme.

The transitional theme spans m. 17-29, still in DM and ends with a HC – AM (V). This theme presents a new rhythm with the driving 16th notes especially in the ta di-mi rhythm on a low D4 which appears first in m. 17 and then again in m. 21.

We also see a return of the 16th triplets.

And we see ambiguity to the tonal center. In m. 25 Prokofiev begins his DbM arpeggios on sixteenth notes, by m. 27 we have some dm arpeggios, and then a sequence of descending Major and minor 3rds which end with the half cadence on A.


‘Exposition’ – B: secondary and closing themes

The secondary theme spans m. 35-39 and is in AM (with some tonicizing of the new dominant E). This theme is completely new material the syncopated rhythm (SLS) with large intervals and arpeggiated grace notes.

The closing theme is a bit of a misnomer since similar to the primary theme it does a recap that is reminiscent of ternary form. This theme spans m. 40-53 and starts in f#m (the relative minor to A) and ends in AM. There are steady eighth notes with four 16th notes that pickup into the next phrase group.

We can establish the f# more solidly when we consult the piano score:


Repetition of the Exposition – A’ and B’

Prokofiev made the choice to extend the ‘exposition’ of this sonata rondo form with truncated versions of the primary theme, transitional theme, and secondary/closing theme.

What is absent from A’? The D Major 16th triplet arpeggio in m. 60 into 61 is in a bar of 2/4 (NOT 4/4) and does not take us into C as the opening did. We are taken directly to the transitional material sans the grace not flourishing, this version goes straight into the 16th triplets, DbM arpeggios, and descending 3rds.

And what about B’? There is just one subtle difference in the flute material which is the final sixteenth of m. 71 being changed to a G-natural (originally a G3) as the flute transitions down to F rather than up to A.

The transition into the development is set up by the piano’s eighths that establish the new key – originally the piano is giving us downbeat Fs in the left hand before leaning into the instability with first inversions (A-C-F) with A being the lowest note in both hands.


‘Development’ – C

The material being ‘developed’ is very clearly the material from the B theme – characterized by the steady eighths and the group of 4 pickups – Prokofiev uses various techniques to make the theme more robust/complex such as varying rhythms, new tonal areas, and adding piano interjections.

There can be many arguments made for what Prokofiev is tonicizing/modulating in this development however there are pillars that I think are solid (and would generally be recognized) these are as follows:

  • F – m. 87
  • Ab – m.107
  • F# – m. 116

In the diagram at the top of the post, I gave some further tonal areas that I believe Prokofiev plays around with:

  • F – m. 72-86
  • (C) as the dominant of F there are short motives interspersed throughout the C section
    • m. 87-89
  • g which is the dominant of c, with a lowered 3rd… however this could be argued to be an extension of the C/dominant
    • m. 90-91
  • A – a whole step up from g, as well as, the 3rd of F
    • m. 92-94 – plus the pedal C is used to modulate into other tonal areas with that common note
  • (C) again m. 95-97
  • And a combo of both C and G (the dominant and secondary dominant)
    • m. 104-106
  • Ab – m. 107-110
  • Db – the predominant which is leading us up to when Prokofiev changes the key to reflect D (however he is using it in it’s parallel minor b)
    • m. 111-112
  • F# (mostly likely being used a dominant within bm to end in a HC before the recapitulation)
    • From key change to bm, F# is already being established as the dominant m. 113-121

‘Recapitulation’ – A” B” A”’

When A” is restated there is a demand for more virtuosity – the sections of the primary theme are transposed up an octave. Likewise parts of the transitional theme are transposed down an octave. Rather than ending solidly there is a slow quarter note ascension to the secondary theme in the tonic (D Major). A” spans m. 120-143.

As per sonata form, the recapitulation is solidly in the tonic/home key (both A and B sections, whereas in the exposition the B section is a new tonal area). That being said, B” presents the secondary/closing theme in D major – transposed up a m6. Prokofiev also switches up the order that he presents this material: rather than starting with the syncopations and grace note arpeggios, he starts with the steady eighths and pickup four 16ths and THEN goes to the syncopation and arpeggiated graces in DM. B” spans m. 145-160.

The final statement of A”’ begins in m. 161; has a fake out opening that like A” is partially transposed up the octave before repeating and moving into completely new material that is mainly flashy flourishes to demonstarte ultimate virtuosity.


What do you think of this final movement? And what do you think of the Sonata as a whole? Let me know in the comments!

For information on the composer, Sergei Prokofiev, and the general overview of the entire flute sonata (Op. 94) you should check out my analysis of the first movement before reading through the analysis of this movement. Understanding the background – including the conditions – Prokofiev was writing under will help inform the analysis of this movement:

III. Andante (♩=50)

This movement is significantly shorter than the other movements in this work, it is just under 4 minutes in long while the other movements average 6 minutes. The organization of this movement is less clear than the preceding movements. Similar to movements I and II this movement has a general ternary (ABA’) form. For context, movement 1 is in Sonata form and movement 2 is in ternary form – both can be fit under the umbrella of “ternary” form where an idea is presented, contrasted, and then reappears with some variations. In this post I’ll be arguing that the 3rd movement more closely resembles Sonata form; senza any repeats.


Patterns: There are two large motives within the 3rd movement – the lyrical eighth notes (A) and the restless triplet sixteenths (B).

Ambiguity: A running theme throughout this analysis will be the speculation of the new tonal areas. It is given that the “home key” is F Major this is reinforced by the pedal Fs in the piano during the first theme, however, the introduction of the first F# in m. 8. is where the tonal structure becomes less stable. I will be providing both the context of the flute and piano scores to assert my speculated tonal areas outside of the home key.

To review Sonata form there must be an exposition (including first theme in the home key and a secondary theme which begins to explore a new tonal area); a development is in that new key and starts out relatively stable followed by different techniques such as sequences or fragmenting to ‘develop’ the a new idea; the recapitulation begins and ends in the home key for both the first and secondary themes.


Exposition

The exposition of the third movement lasts from m. 1-33. The first theme is stated with the flute entering before the piano on three eighths in an inverted triad (in this case G-C-E) which moves to a down beat F. The beat hierarchy (in this case the meter is 2/4 making 1 the emphasized beat and the rest less weighted) is of note because Prokofiev places the already unstable inversion of the dominant triad (CM) and resolves to the tonic (F) on the downbeat to begin the process of tonicizing F Major. Throughout the first 7 measures the note F is sustained between the flute and piano parts – the flute holding it through m. 2-3 while the piano oscillates between the 3rd and 5th (A-C); and then the piano dovetails that F in m.3-7 while the flute moves around the diatonic scale… until measure 8 when F# is introduced.

Context is important, remember Prokofiev was still living in and composing in the Soviet Union which was largely scrutinizing his output; and the relationship when it comes to modulations has ‘Classical’ rules that Prokofiev would have been expected to follow.

For example, it is common to see parallel M to m – for instance if we saw F Major modulate to 4 flats, f minor that could be a valid option. Or the Dominant, if F Major modulated to C Major.

What is unusual is to modulate a semitone (aka a half step) above the tonic. This may have been more acceptable within Romantic music, but remember context, the Socialist Realism within the Soviet Union was decades behind and the preference was for ‘Classical’ traditions NOT Romantic traditions from the latter half of the 19th century.

I find this modulation of particular interest for two reasons (1) it is that m2 interval from the home key (2) it is a tritone away from the dominant, which Prokofiev so strongly reinforced. Both are dissonant intervals, both suggesting a rebellious effort on Prokofiev’s part to explore tonalization whilst concealing it from government. When listening to the piece the transition from F Major to F# is skillfully blended, Prokofiev keeps the familiar intervallic patterns to instill nostalgia to the listener to deter them from looking closer at the slight adjustment in pitch.

Of course this is unusual for Sonata form – the key relation, changing within the first theme, is not expected especially when compared to the 1st movement of the Sonata. However the same can be said for the 2nd movement and ternary form, Prokofiev’s navigation of the keys is unusual on paper. I would identify this section m. 8-17 as the transitional theme between the first and second movements.

By m. 18-26 we are in the secondary theme; this is differentiated from the opening theme by the piano having the entrance before the flute, and take careful notice of which notes Prokofiev puts on the downbeats in m. 20-22 “C-E-G”… not F, which is the supposed home key. And by the closing theme m. 27-33, one could argue that Prokofiev is not ending with a half cadence in F, but a PAC in C Major. I argue the latter given the closer resemblance to Sonata form (which would need this transition away from the home key) as well as the underhanded ways Prokofiev reinforces a new key while burying it on paper with NCTs and accidentals galore.

The GREEN boxes represent the tonicizing of the dominant (CM); the BLUE boxes represent FM.

Development

The development takes up a significant portion of this movement lasting m. 34-73. The most obvious separation between A and B when looking at the movement on paper is Prokofiev’s use of rhythm. Nearly the entire development is triplet sixteenth notes.

Strengthening my assertion that the closing theme of the exposition ended in C Major, the development starts in C the pedal C’s in the piano m. 35-36 as well as 39-40; and using the 5th (G) to establish that tonic-dominant relationship.

By m. 43, Prokofiev begins to transition out of this new key into the 7th, another unusual choice, but given his previous modulation from F to F#, this new transition creates an odd tonal symmetry. Instead of going up another semitone, this time his goes DOWN from CM to b minor. As mentioned, this is not ‘Classical’ tradition and is a sneaky way to exploring tonality that Prokofiev blends in so the listener is none the wiser.

By measure 47 the new key of b minor is fully embraced – seen by the pedal B natural in the piano m. 47-50 as well as the inverted arpeggio echoing in the pick up to m. 48. Prokofiev employs the use of semitones again in m. 51 as he transitions away from b minor – notice how the LH of the piano moves from B-A# and F to F#; this is masked by the flute in m. 52 when Prokofiev gives the flute a B natural on the downbeat before the stark contrast in m. 53 when the flute’s A is played against a G and C in the piano, as Prokofiev returns to the CM idea explored at the beginning of the development.

For the most part the next bit (m. 53-63) is still in CM, with that semitone embellishment that Prokofiev has been entertaining throughout the movement. By m. 64-65 Prokofiev is playing with semitones in a sequential manner – he is highlighting them with the triplet sixteenth figure, the prolonged descending chromatic pattern, and the rest in the piano. These two measures are a sequence of first inversion arpeggios starting Db6 – C6 – Cb6 – Bb6- A6 – Ab6 – A6 – Bb6.

And then… key change, from one flat to six. Again this choice is somehow symmetrical. Recall the initial key of the development C Major, and how Prokofiev took his time alternating CM – G to emphasize the tonic-dominant relationship. And after a brief deviation, Prokofiev returned to the tonal area of C only to abruptly interject with the chromatic sequence. And now Gb is introduced, again a semitone lower than the dominant (G) of C Major. It is another calculated decision of Prokofiev’s part to mask his tonal exploration by delaying it by two measures.

And one could even argue that this section ends with a PAC in Gb, m. 73 where the G is presented in both flute and piano on the downbeat followed by the 5th (Db) in the piano LH.


Recapitulation

Somehow, despite all detours, Prokofiev has come full circle and beautifully manages to connect Gb to it’s enharmonic equivalent F#.

A brief transition m. 74-81, where the flute resembles the A section while the piano is wrapping up the B section, sets up for a PAC in F Major in measure 81.

The PURPLE box represents the A theme (transposed); the ORANGE box represents the B theme (also transposed)

What is interesting is that ever since the transition in m. 74 the piano LH never plays another ‘F#’ for the duration of the piece, pedaling an F m. 82-88 while the flute will occasional play F#s to recount the brief exploration of F# during the transitional theme in the exposition.

The piece ends with a PAC in F Major. From a subjective view, I must admit that it always feels odd transition from measures 82-91 to the last three measures. Something about the juxtaposition between the flute (bringing out the NCTs and F# in particular) while the piano’s LH is fairly stable during m. 82-91 and then m. 92-94 suddenly that hand switches to descending chromaticism.

The RED represents notes indicating F#/Gb; as Prokofiev explores more romantic chromaticism; The BLUE represents notes within the FM diatonic scale

What are your thoughts on the 3rd movement of Prokofiev’s op. 94?

For information on the composer, Sergei Prokofiev, and the general overview of the entire flute sonata (Op. 94) you should check out my analysis of the first movement before reading through the analysis of this movement. Understanding the background – including the conditions – Prokofiev was writing under will help inform the analysis of this movement:

II. Allegretto scherzando (Dotted Half = 69)

The suggested tempo is included in the G. Schirmer 1965 edition. The text “allegretto scherzando” roughly translates to fairly brisk and playful (or joking). The form of the second movement is ternary (ABA or ABA’) form which has some connection to a scherzo (a major scherzo of note for flutists is Mendelssohn’s Scherzo in A Midsummer Night’s Dream) which is in rounded binary form (AABA) with a ‘trio’ section that follows the recap of the A form.


A – mm. 1-161

The key feature in this movement is Prokofiev’s use of hemiolas. As far as the Grove Music dictionary is concerned a hemiola, “in the modern metrical system denotes the articulation of two units of triple metre as if they were notated as three units of duple metre.” More info on this term can be accessed here.

The motive that the flute first plays in the A section is an example of a hemiola:

Note the duple notation (duple = 2), but slurred as if they were triplets (3). As mentioned, this opening motive in the flute is prominent throughout the second movement: we see it transposed up a Perfect 5th in measure 15, down a Perfect 5th in measure 34; and we see echoes of it throughout later parts of the movement as the initial A section closes, as well as when the A’ section recaps.

In the primary A section we expect to see multiple phrases, an established tonic key, and an end with a PAC (typically in the tonic):

Multiple Phrases

There is no shortage of phrase variance in this section.

The first section that we see (amid several transpositions) is the hemiola phrase, which is characterized by the constant eighth notes. Each time this phrase appears the dynamic is marked piano and peaks at a mezzo forte. This section lasts from mm. 1-58.

The next phrase section is the sixteenth notes. The repeated figure “C-D-Eb-F Gb-Ab-Bb-C D-Eb-E-F” is accompanied by the piano playing Gb-Eb-Bb (which would be some borrowed chord, not quiet a Neapolitan because it is minor rather than Major) – perhaps it is simply put to be the tritone juxtaposing a minor (a to eb as a diminished 5th)?

Either way, this section is fleeting and promptly resolves to F Major – mm. 59-76.

The third section is interesting because unlike the first two which had very clear features, this one has a several elements. The first being the leaps/skips (the 1st and 2nd phrases were both stepwise) and particularly the use of the Perfect 4th followed by a Perfect 5th. Then following this with a dotted quarter to driving eighths. This section lasts mm. 77-102.

The fourth section could be lumped in with the third, however, I see the key change and addition of a new rhythmic figure (the triplet) as one of two possibilities: (1) a brief extension that is stretching the phrase to the return of the first phrase OR (2) a variation of phrase 3. Either way there are recognizable similarities between the 3rd and 4th phrases – take for example, mm. 107-112 and compare it to mm. 87-92.

Key/Establishing a Tonal Center

Considering how Prokofiev plays with intervals in this movement, the tonal center is relatively ambiguous – especially if one was to just regard the opening 6 bars of just the piano alone.

However, given the opening motive the tentative tonic is a minor, however as soon as Prokofiev has moved out of the hemiolas he begins to explore F Major and its relative minor (d minor). What’s interesting here (for all you advanced theory nerds) is that these are the notes of a d minor arpeggio: a (5), F (3), and d (1) which would be the parallel minor of the first movement set in D Major. How neat!

For simplicity’s sake I will refer to the section by key rather than scale degree, but the d minor arpeggio relation is an interesting avenue, perhaps to explore the next time you work through this movement.

We see the movement towards F Major punctuated by the octaves F’s in measures 75-76. The references to d minor are more apparent in the piano score, for example before the flute has the sixteenth note runs, the piano (mm. 58-61) plays an inverted d minor arpeggio d(1) a(5) f(3).

Ending with a cadence (PAC?)

There is the brief key change to c minor, however, as discussed in the section on phrases, it is more or less an extension or variation used to cycle back to the first phrase. By m. 123 the d minor version of the first phrase is back. The punctuation of the A’s in mm. 153-155 is a versatile choice on Prokofiev’s part as this can either be regarded as the 5th of d minor or the 3rd of F Major. The ambiguity is all part of the game – given the context of writing during Socialist Realism in Soviet Russia – Prokofiev could easily claim either to be the case, whichever put him a favorable light. As far as a PAC is concerned, I see the As as an IAC in d minor, however, I have seen other scholars regard it as the same but in F Major. To support my argument for d minor I point towards the use of C# and F#s which allude to the parallel Major – perhaps forecasting the key change that will begin the B section. Futhermore, I see the transition from F Major to D Major – not impossible, but the chord functions during the transition “o, m, o, m2, m3” given the context of the piano score which allude much more to minor tonalities than Major.


B – mm. 162-227

Contrast is a fairly simple concept to understand in music theory. Opposites are a general concept that can be transferred from daily life (ie. Day and Night) which in music theory can translate to A and B sections. The B section is noticeably different than the A section, here’s what to look for: key the new key is usually related either the parallel Major/minor; this section ends with a PAC or HC; and there may be a short bridge that leads into the recap of A.

The most noticeable contrast between the B and A sections in this movement is the way Prokofiev alters the meter! Notice how the B section is in 2/2 while the A section is always in 3/4.

New Key

Tracing back to the end of the A section, my argument for the cadence being an IAC in d minor fits neatly since the B section is starting in the parallel Major – D Major. The key signature makes this key transition abundantly clear, as well as the opening statement start with an inverted D Major arpeggio.

Okay, hold on for this wild journey of keys/interval-play that I am about to suggest – with the knowledge that most of these transitions would be intervallically motivated (whether that is pushing the boundaries with something as ‘offensive’ as a tritone or maintain a Major quality to mask the deviation from traditional chord progressions).

There is a notated key change in measure 174 (removing the C# and F#s). Looking at the notated figure of a quarter triplet and two quarters – one could guess we have returned to a minor… there is after all an A being sustained in the piano mm. 174-176. However, isolating the arpeggio in m. 174 it appears to be two arpeggios combined a d minor with an inverted G Major (A-F-D-B-G-D). Prokofiev continues to play with that Perfect 4th (D to G) with the running sixteenths m. 177 and m. 181. However, keep in mind we are still technically in ‘a minor’ therefore at m. 182 we see an immediate shift to E Major (G#-B-E) because it is a the Dominant (V) in a minor. This is followed by a bm – g#m. Which is similar to the A section and how it brings out the d – f – a of d minor, this brief tonicization of the Dominant is bringing out E – B – G#.

By m. 190 the key of D Major returns… only for a short while. With a nod to the E Major, mm. 194-195, as well a a minor, the C# and F#s are quickly removed from the key yet again in m. 202. And this is where we begin to see the bridge back to A/A’.

Bridge

The bridge out of the B section and back to the return of A is punctuated by the time signature change to 3/4, a return to the triple feel, while still closing out the motifs and tonal exploration featured in this contrasting section. This bridge spans mm. 208-227.

The piano part while the flute is playing the espressivo phrase and resting (mm. 212-227) is particularly of note tonally speaking. The inverted arpeggio running under the espressivo section is a bo (b diminished) arpeggio. Once the piano is alone this shifts into an alternating AM – C7. Again, an interesting (and safe) choice because these are common chords (although the quality varies) from D Major/minor and F Major.

Cadence (PAC or HC?)

This section is more or less ending with a Half Cadence. Although not a formal HC, the same function is present here…

A traditional HC is something ending with a V (Dominant). However, V is not the only Dominant function, VII can (on occasion) take the place of a V in a cadence. Nothing about this cadence is screaming authentic cadence (IAC or PAC), there is no tonic function in sight (this could be a i/I and occasionally a VI/vi).

If the piano bridge is considered to be in dm/DM there are two dominants AM (V) and C7 (VII7)… also if we really (and I mean reallllly) wanted to push for FM we could call the C7 the V7/III. Either way you spin it not tonic functions to be seen, especially with the seventh chord, therefore, definitely HC!


A/A’ – m. 228-370

Finally, a return to familiar material! This final section has a few key features: it can be varied (hence A’), it will start and end in the tonic, and ends with a PAC.

Variations: A versus A’

For the most part, this return is an exact copy of the initial A section. The flute line follows the A section to a T mm. 228-333 (the counterpart being mm. 7-112).

The first time this section deviates starts m. 335 with the descending eighth note figure. There is a new rhythmic figure (the sixteenth triplets) which allude to the ones featured in the first movement of the Op. 94 Sonata. Then, Prokofiev quotes the 3rd phrase from the A section before starting the 1st phrase… offset by one beat; and he interjects this with a hemiola-ified (adding ties to) another quote from the 3rd phrase before finishing with the 1st phrase, and a frenzied eighth pattern that ascends to the climatic C7.

Final Cadence – PAC?

If only… again it’s more of an IAC. But a very interesting feature in the Schirmer 1965 edition is that it includes the alternate violin part which ends differently!

Of course both endings are considered IAC if we are to consider the tonal center to be a minor: the flute’s C is the 3rd scale degree and the violin’s E is the 5th scale degree.


I had a lot of fun with this movement – the ambiguity lends itself to a lot of theorizing (within set Music Theory ha!) so I got a chance to explore questions I had about the score. Anything you noticed in this movement that I missed?

As mentioned in previous analysis posts, part of analysis is understanding the context of the composer and their piece. I’ll be starting with a brief overview on Prokofiev and then reviewing the entirety of the Op. 94 before finally isolating the Andantino movement.


Sergei Prokofiev: Restrictions in Russia

Sergei Prokofiev was a Russian composer who was alive (1891-1953) during the time of the Soviet Union. This is significant because of the control the government had over artists, especially during Stalin’s life. Prokofiev and Shostakovich, his contemporary, had targets on their backs because they were giants – having international success (Prokofiev spent a lot of time touring outside of Russia). Shostakovich was made to be an example: in 1934 his opera, Lady Macbeth, premiered and the general reaction had been positive… that is until Stalin had gone to the opera in 1936, in which he openly ridiculed Lady Macbeth. Shortly after this an anonymous article “Muddle Instead of Music” was published giving the opera a scathing review (it’s also worth noting Lady Macbeth was banned in the Soviet Union until just several years after Stalin’s death). After this the limitations placed on composers were unclear, to say the least; there were many shades of gray, all subject to the opinion of Stalin, and the price to pay for pushing the envelope was step (if not death, exile, or a whole other range of fear tactics and harassment). Generally speaking music that underwent “Russification” followed the principles of this new term for enforcement ‘Socialist Realism’: presented Russia as an prosperous and idealistic nation, including folk songs that reinforced this Russian nationalism, and finally music following classical traditions (the atonality and serialism in other parts of the world at the time was definitely NOT in line with “Russification”).

Prokofiev a composer, pianist and conductor did his best to adhere to these murky principles. A notable work he was asked to compose – in an act of redemption – was Zdravitsa for Stalin’s 60th birthday – here the principles of Socialist Realism are clearly followed: the text was already chosen for him, he chose to set it starting and ending in a Major key, and having a nostalgic quality that gave this sense of Russian pride. Other notable works include Lieutenant Kije (op. 60) a suite for orchestra; Romeo and Juliet Overture (op. 64), and (very familiar for orchestral flutists) Peter and the Wolf (op. 67) a children’s tale for narrator and orchestra.

Sonata in D Major (op. 94)

In 1943 Prokofiev finished his Sonata for flute (op. 94); this piece was written in the Classical style which is already setting it to be inline with “Russification”. This piece was written while Prokofiev was also working with Ivan the Terrible; and it was first performed by flutist, Nikolai Khaikorsky in 1943.

In 1944 Prokofiev revisited the work for violin – this would later be published as Sonata No. 2 for violin and piano (op. 94bis).

There are 4 movements:

  • Andantino (QN=80) starts and ends in D Major.
  • Scherzo (dotted QN=69) opens with ambiguous tonality (am-CM-dm-FM); ends on an am chord.
  • Andante (QN=50) starts briefly in FM before exploring other keys; ends with FM.
  • Allegro con brion (QN=112) starts and ends in DM.

Given the understanding over the overall work, and the restrictions Prokofiev had we can begin to look through the first movement:

I. Andantino (QN=80)

For those familiar with musical forms, true to the piece’s name, this first movement is in sonata form. Here’s the breakdown:

The black represents the pillars – sometimes Sonata form has an Introduction (not the case here); there will ALWAYS be an exposition, development and recapitulation (pay very close attention to the repeats they are important to the form); and sometimes there is a coda (which there is in op. 94).

The green represents cadences. HC = half cadence; PAC = perfect authentic cadence; IAC = inauthentic cadence. The exact cadences in this diagram are not as important as the cadence’s function… basically is it stable or unstable?

Finally, the purple represents tonality or tonal areas. The exposition begins in the tonic or home key, by the secondary theme there is a new key (usually related to the home key) that will be explored. The development continues off the end of the exposition somewhat stable, but then can do an array of things to ‘develop’ melody and harmony such as use sequences, variations, toncizing other tonal areas, or fragment previous material. Finally, the recapitulation works very similarly to the exposition (since it is recapping that material) however everything is now in the tonic/home key. The coda ends up a tag at the end, extending the material, in this case it still ends in D Major to get that nostalgic and classical tradition feel that would be expected of Prokofiev by Social Realists/the government.


The exposition in this first movement ends before rehearsal 4 (in the Schirmer 1965 revised edition) or measure 40. One easy visual cue to tell that the exposition ends and the development has started is the repeat – knowing this saves so much time.

Exposition – Opening motive

The primary theme starts in D Major ending with a PAC in measure 8. The transition is still tonicizing the home key, but with added chromaticism; there isn’t a formal HC as seen in the template above, but the instability of the D in the flute against an F-natural (the lowered 3rd) and in an inversion – with the F being underneath the D – has the same effect that a HC would in measure 20.

The secondary theme starts in measure 21 introduces a new rhythmic motive (dotted eighth sixteenth); the new key is not clear, but Prokofiev brings out the E – G# – B repeatedly throughout this new theme despite never fully tonicizing it. Then, in measure 30 (or rehearsal 3) the unstable tonality remains the same, but Prokofiev expands on the secondary theme with rhythmic variance with the groups of 6 as well as the contrasting longer durations (quarter and half notes).

Exposition – Closing Theme – Rhythmic Variance

The development spans from rehearsal 4 to 8 (or measure 41-87 and features the infamous climax of the piece that utilizes the extreme high register of the flute (D7).

This section starts without any piano, and allows the flute to show off their full low register with a short, articulate sounds. The new variance in the rhythm are the driving sixteenth triplets placed on the second half of the beat – Prokofiev continues to use this motive throughout this section to drive forward. At rehearsal 5 (measure 51) there is a transposed return of the opening theme – down a half step, starting on G#. With quotes from the closing and secondary themes before, yet again, returning to the opening theme now an augmented fourth (or a tritone) above the original pitch. And then seemingly out of nowhere, Prokofiev abruptly changes the key signature, measures 64-69. He leans into the instability with a quick time signature change from 4/4 to 2/4 and back to 4/4. In measure 74, Prokofiev gives the flute 2 groups of 5 to launch into the climax combining the transition theme from the exposition with the driving triplets; emphasizing the virtuosic arpeggios up to the D7 by repeating them 5 times.

Development – Transposed TT Opening Motive; key change

The recapitulation spans from rehearsal 8 to 4 after reh. 10 (or measure 88 to 107). The stability of D Major is alluded to one measure before with the piano lead in and the repeated A5s in the flute. There is a PAC in 85, which quickly jumps into the transition where he (like before) plays with chromaticism but stays in the home key of D Major; with a pedal D in measure 91 that acts as a PAC – even though it is technically not when looking at the piano score, the restfulness before the next entrance functions in a similar manner. The secondary theme – which maintains the rhythm of the dotted eighth sixteenth – is now set in the home key, starting on the 5th (A5); this theme ends with an IAC (because the flute is on the 5th and note the root, D) with is still relatively restful, but alluding to something more which is fitting because it is followed by a fermata where the flute has a moment to rest while the piano maintains a pedal A2. The closing theme in the recap looks very similar to the secondary theme of the exposition with the biggest difference being the ending – which is on D to create a relatively conclusive ending – PAC.

Recap – Closing theme similar to Secondary theme of Expo

Sometimes, but not always, the development and recapitulation are repeated (they are ALWAYS repeated together, however sometimes for brevity or with the addition of a coda, this second repeat is nixed.


Coda – Inversions

Finally, the coda spans measure 108 to the end. For the first time in the work, Prokofiev starts the flute on the 3rd (F#) this is significant because the 3rd determines the quality, and in this case he is playing around with the quality of a D7 against a b-flat minor arpeggio; as well as varying inversions (measures 110-111). At the end, measure 115, Prokofiev does a brief return to that seemingly out of place B-flat major from the development with the perfect fourth of the F to the B-flat, a transposed version of the opening motive; before ending securely in D Major as would be expected of him within the Classical tradition.

Coda – Transposed opening motive

Given the context of when Prokofiev wrote this piece and life/restrictions in the Soviet Union, it is clear that some boundaries where being pushed. At pivotal points, Prokofiev follows Classical traditions; but tonally and rhythmically (end with register to a point – the contrasting low to high in the development) he is exploring new terrain that somehow fits into the shades of grey within Socialist Realism.

Academia aside, this is beautiful flute piece to play and study – I look forward to working on this for my final Masters recital. Let me know your thoughts about this first movement in the comments.

Hi Everyone, I am happy to report that I survived my graduate comp essays. I passed the history portion, and just waiting to get my theory results back.

Other updates:

I finished teacher training for Suzuki Flute Book 1 so I can now teach that!!

I got my own ukulele – since my Teacher Popular Music course is coming to an end, I’ll have to return the school’s instrument so I wanted to have my own to continue learning – right now I can really only play the opening to “The Moon and Me” from the Addams family music and the melody to the Animal Crossing New Horizons intro song.


I thought I also might be useful to share some holiday gift recommendations for flute players since this is being posted on Black Friday, and most online retailers will continue sales through the weekend.

Originally, I posted this list on my OG tumblr (x):

Warm up/Technique books:

1. Paula Robinson Warmup Book

2. Taffanel and Gaubert – This is on IMSLP

3. Reichert – Also on IMSLP

4. Trevor Wye Omnibus Edition

5. The Flute Scale Book

6. Moyse … he has so much I like his 24 little pieces in particular

Solo (ie etudes,flute and piano or orchestral/band excerpt)/Technique

1. Flute 101 and 102

2. Baxstresser Orchestral Excerpts for Flute

3. The Orchestral Flute Practice Book – Trevor Wye and Patricia Morris

4. Andersen op. 33 (etudes)

5. Berbigiuer (etudes) – This may also be on IMSLP

6. Karg-Elert Caprices (etudes)

Solo (ie solo flute or flute and accompaniment) music*

*as a general rule, Barenreiter or UrText collections (such as Bach or Handel collections) are great if you’re looking for a specific piece and also want some other material to read through

Also, many parts published by the “International Music Company” are littered with errors (I have had several pianists go on and on about this so just a heads up to be cautious).

Flute-centric books/reading

1. The Flute Book (Nancy Toff)

2. Flute Secrets (Trevor Wye)

3. Quantz’s How To Play the Flute

Some good flute specific online shops:

The Flute Center of NY has an online sheet music shop: Rose Music and the prices have been very fair in my experiences with them – and they usually have sales going on soo definitely worth checking out.

Flute World also has a ton of music on their website, but it can sometimes be more expensive or take awhile to get to you because they do not have the item in their facilities and have to order it for you.

Or the Flutistry of Boston also tends to have a wide array of flute goodies!


How was your November? Do you have any holiday gift recommendations – flute-centric or otherwise?

Hello all!

This month is usually a hectic one for a lot of music students.

This November I am taking my Comp Exams (Graduate Exams in both Theory and History) to graduate. They are research based, running all month. If I was just taking my comps (if only) I might be able to keep on top of posting this month, but I also have to balance projects for my Teaching Popular Music course, Suzuki teacher training and observations, 20th Century Music History War and Peace seminar, teaching, and just my general sanity!

I may add some posts this month as updates to this process, but I will not be posting regular content (at least that’s the plan) again until December once things simmer down.

Good luck to all with a crazy month ahead of them.

Emma


This semester I have been taking a Music History seminar are music of the 20th century with an emphasis on war and peace. I thought for this month’s analysis we would take a look at the historical analysis, instead of a theoretical lens.

Pierre Boulez described Debussy’s orchestral work “Prélude à L’Après-midi d’un Faune” as “the beginning of modern music”. What is 20th century modernism and does Debussy’s “Prélude” earn the title as the beginning of modern music? We will also be looking briefly at the text that inspired Debussy, Stéphane Mallarmé’s “L’Après-midi d’un Faune”.


Here is a NY Time’s article arguing how Debussy is the first “Modern” composer: x

Sources:

Hearing Debussy Reading Mallarmé: Music après Wagner in the Prélude à l’après-midi d’un faune

Tonality as Topic: Opening A World of Analysis for Early Twentieth-Century Modernist Music

Belle Époque or the “Beautiful Age” in France

The rest is noise – Alex Ross


What do you think? Do you agree with Boulez that Debussy’s Prelude the awakening of Modernism during this period?

This semester my university’s flute choir is splitting into separate quartets: one of which is the Quartet for Diverse Flutes. Which, as the name suggests, calls for alto (flute III) and bass flute (flute IV) in addition to the C flute.

On tricky/deceiving thing about this score is that flute IV is actually the 3rd staff and flute III is the 4th staff. Throughout the piece this is something to be conscious of especially because the alto flute (flute III) is the only transposing flute. Whereas bass flute the pitch drops an octave, but remains the same letter – alto flute sounds a Perfect 4th lower than written. Therefore, the initial G4 sounds as a D4.

One last thing: because of the strange times of remote learning, our quartet is working asynchronously which can be tricky with the fermatas – to work around this (to have a steady opening) I’ve notated some modifications our group has been given by our coach to better suit the remote classroom. The initial 4/4 becomes a 6/4 and stays through the 1st measure of 5/4; finally, on the second stave the 2/4 is prolonged to a 3/4.


Composer and Piece Background

Peter Bacchus (1985-2016) was an American flutist and composer born in New Jersey. His journey on flute started with inspiration from listening to Herbie Mann, a jazz flutist, play in a live concert. He worked in New York – studying and earning his BFA from SUNY Purchase and Masters from City University of New York. The Barcelona Metropolitan did an interview with him in 2009 that goes more in-depth on his life as a composer and his development.

Quartet for Diverse Flutes was composed in 1990 and is divided into 3 movements (1. Andante molto rubato con espressione, 2. Allegro Molto, and 3. Cadenza). I couldn’t find a list of composed works or much in general about Peter Bacchus while he was alive – most of the search results yielded in memoriam and tributes to his work.


1. Andate molto rubato con espressione

One of the most helping and responsible parts of participating in chamber music is being aware of the other parts. What role does your line play? Who are you playing with/Are you playing alone? Are there sections that dove-tail/connect parts?

Especially in this opening (very slow and tolling) it is paramount to be aware of who enters when. First, the alto flute has a measure alone on a low D4 (written G4). Then, flute II comes in to start the next measure – it is important that flute II takes the low D set by the alto flute (slightly louder since the dynamic is set mp), but intonation is foremost. The bass flute follows with an A4 – tuning this Perfect 5th so that it doesn’t not tend too low (towards a tritone) or high is very important especially because this is the first note that is not a D. Finally, flute I enters on beat 3 an octave above flute II on D5 (again, listening down to flute II is very important). And so the process continues – flute I starts to take the leading role in the opening section and flute II, III, and IV are varied in their entrances so being aware of who enters on which beat (and on what pitch) can help alleviate any potential ensemble issues.

In this movement, there are many parts where the flutes are in their own mini choirs. In the example above, flute I and II are their own choir and flute IV and III are a separate choir.

In m. 35-38 flute I and II are in rhythmic unison. They start of a Perfect 5th apart, and then split in m. 36 to contrasting movement (ascending and descending) 4ths that shift to 5th halfway through m. 37 (returning to 4ths in m. 38).

In m. 34-36 flute IV and III are setting up that contrasting movement that the flute I and II are about to do. Flute IV and III are playing contrasting 5ths (rather than 4ths) that always end by a 1/2 step movement (still in contrasting direction). In m. 37-38, the flutes expand the contrasting 5ths excerpt by making a shift to 4ths (when flute I and II change to 5ths).

Both choirs end with the contrasting 4ths in m. 38.

Here is another example to reinforce the separation of the choir into smaller choirs (still flute I and II; and flute IV and III).


What’s your favorite flute quartet? Have you played this quartet before? Let me know your thoughts in the comments below!

Approach

The first time I see an excerpt I have never played before the first thing I do is look into the composer and work. I look for specific details that will help inform how the excerpt should be performed, here is a very basic outline of what I research:

  • WHEN the composer was alive (What musical era and style were they studying)?
  • WHERE the composer lived or frequently traveled (Regions play a large role in performance style, so this will directly play into the “when” through a better understanding of the era and style).
  • WHO the composer listened to, worked for, or was close to (Who influenced this composer)?
  • WHAT were this composer’s notable works (Is the excerpt being requested well-known and/or frequently heard)?

You can look at the wikipedia page for a preliminary search, however, I STRONGLY recommend looking for reputable sources to verify any claims. Academic journals like JSTOR, Google Scholar, EBSCO, ProQuest, or your own school’s library can be used if you are not familiar with music history or have resources on hand to verify what you see on the wiki page.

After researching the context, I will collect recordings and gradually sift through them to determine which ones reflect either my own or one of the faculty’s preferred interpretations. I listen for things like:

  • Tempo – this is a big one, you want to get your goal tempo in your ears if you are listening to 2 very different recordings (one that takes the minimum and one that is pushing the max) it will make it more difficult for your to internalize the pulse.
  • Balance/ensemble – how clearly can I heard the solo in my excerpt AS WELL AS the accompanying voices. Or rephrasing that: can I determine my own role in relationship to the other instruments?
  • Tone/intonation/quality – is the recording something I want to emulate? Does it sound good?

Finally, I will start to analyze the score (similar to how I was critically listening to the recordings) and determine my role in the excerpt. Having an understanding of music history (and the theory concepts that were used during that era) help immensely.


Peter and the Wolf

Sergei Prokofiev (1891-1953) was a Russian pianist, conductor and composer. At this time, the music produced was heavily restricted/moderated by the government. Prokofiev wrote for a wide array of music genres: Ballets and Operas, Symphonies, Concertos, Piano Sonatas, etc. And some of his most known works include “The Love for Three Oranges”, “Lieutenant Kijé”, “Romeo and Juliet”, and “Peter and the Wolf”.

Peter and the Wolf was commissioned in 1936 to be a musical symphony for children. In this work, the flute plays the role of a bird; the other instruments take on the role of Peter and the other animals. The REH. 2-4 excerpt the first time the bird is featured, and is frequently requested in auditions. The narrator says, “”All is quiet,” chirped the bird…”

Below the flute solo is highlighted in yellow while the reduction (violas and oboe) is on a grand staff.

The 4 measure, opening bird call is completely alone. The solo repeats from REH. 2-3 to 3-4 with only one small difference in the flute part, but the real change happens in the accompaniment. The chords and tonicization aren’t of major emphasis in this solo, however, Prokofiev does ends each section of the solo with a prolonged G Major 7th chord. The G Major chord is reinforced by the accompaniment which places G on the stronger beats (1 and 3) while adding chromatic neighboring tones such as Ab and F# to lead back to the note G.


Leonore Overture No. 3

Ludwig van Beethoven (1770-1827) was a German composer and pianist. When talking about Beethoven, scholars refer to his music and life within the boundaries of 3 distinct periods shaped by life events and can be tracked through Beethoven’s compositions. The years are estimated, but have been though to be as follows: Early Period (ending 1802), Middle Period (1802-1812), and Late Period (1812-1827). Beethoven was an influential Classical composer, however, as he matured be began pushing the boundaries for his time (for example, Beethoven’s Ninth Symphony was not well received by early audiences – particularly for the use of the choir in the final movement). And the year of his dead informally marked the switch between the Classical and Romantic eras.

The Leonore Overture No. 3 was composed c. 1805 for his only opera, Fidelio which had 4 overtures (3 Leonore overtures and 1 Fidelio). The Overture No. 3 is placed before the curtain rises, overshadowing the plot before the final scene. This work fits into Beethoven’s middle period which is also referred to as his “Eroica” or heroic period as referenced in his 3rd (Eroica) Symphony. In Leonore Overture No, 3, the flute has 2 commonly requested excerpts in this one being the opening while the other is m. 328-360.

The first 4 bars of the overture are tutti – it is essential to be aware of the context since intonation, dynamics, and control are on full display here.

Skipping ahead to the 2nd excerpt, the use of tonic (G Major) versus dominant (D) is on full display – which was common during the Classical period to use the I to V/ V to I progression. The flute solo is highlighted in yellow while the response/answer from the bassoon is highlighted in purple.

Leading up to the flute solo, Beethoven creates tension with tutti Major 2nd (C to D) before the flute ascends with eighth notes from D4 to G5. The pedal D from m. 324-329 (as seen by the Ds placed on beat 1 and 3) switches to the “tonic” G pedal from m. 330-339.

Briefly, m. 340-341, the pedal goes back to the dominant as flute restates m. 336-337 up a Perfect 5th. Then, returns to G pedal as the solo line transitions to the triplet section. Similar to the Peter and the Wolf excerpt, Beethoven uses neighbor tones to lead up and down to the tonic and 3rd (G and B).

To end the solo the flute has to hold D6 for 8 measures – whilst maintaining good intonation, tone, pp, and minimal vibrato. The line highlighted in purple, are predominantly strings which take over the melody as the flute tapers off the solo.


How do you approach orchestral excerpts? What are your favorite excerpts to study or play? Share in the comment section below!